The Individual and Identity

  1. 3.3 Clarify how reflected appraisals, social comparisons, self-fulfilling prophecies, and self-concept contribute to identity development.

Although it can be tempting to boil a person’s identity down to one word—say, nerd, jock, or sorority girl—in reality, everyone is more complex than that. If you had to pick only one word to describe yourself and you had to use it in every situation—personal and professional—what word would you choose? For most people this task is impossible, for we all see ourselves as multidimensional, complex, and unique. People in the United States, especially, are invested in the notion that they are unique. Twins often go to great lengths to assure people that they are not the same. Perhaps the most famous example of this is the Olsen twins, Mary-Kate and Ashley. Mary-Kate dyed her hair dark so she would look less like her sister, and when the sisters received a star on Hollywood’s Walk of Fame, they requested that they be given separate stars (a request that was denied). Like almost everyone, they recognize and value their uniqueness—and they would like others to do so as well (see Did You Know? Famous Twins Just Want to Be Individuals).

How is it possible that people who are as much alike as twins can still have distinct identities? It is possible because of the ways in which identities are created and how these identities are “performed” in daily life—the topics we take up in the next section.

Identity Development Through Communication

In communication, our understanding of identity development arises out of a theory called symbolic interactionism (Blumer, 1969; Mead, 1934). According to this theory, individuals’ meanings for the objects, actions, and people around them arise out of social, or symbolic, interaction with others. What you define as beautiful, ethical, and even edible is based on what you have heard and experienced during your interactions with others. You likely learned through observing and communicating with others that eating lobster is a luxury but that eating bugs is disgusting. We develop and reveal identities through communication interactions in much the same way. In this section we describe three communication processes involved in identity development—reflected appraisals, social comparison, and self-fulfilling prophecies—and explore how they shape one’s sense of self, or self-concept.

Reflected Appraisals

A primary influence on identity development is a communication process called reflected appraisals (Sullivan, 1953). The term describes the idea that people’s self-images arise primarily from the ways that others view them and from the many messages they have received from others about who they are. This concept is also often referred to as the looking-glass self (Cooley, 1902; Edwards, 1990), a term that highlights the idea that your self-image results from the images others reflect back to you.

The process of identity development begins at birth. Although newborns do not at first have a sense of self (Manczak, 1999; Rosenblith, 1992), as they interact with others, their identities develop. How others act toward and respond to them influences how infants build their identities. For example, as infants assert their personalities or temperaments, others respond to those characteristics. Parents of a calm and cheerful baby are strongly drawn to hold and play with the infant, and they describe the child to others as a “wonderful” baby. On the other hand, parents who have a tense and irritable baby may feel frustrated if they cannot calm their child and might respond more negatively to the infant. They may engage in fewer positive interactions with their baby and describe the child as “difficult.” These interactions shape the baby’s identity for himself or herself and for the parents, as well as for others who have contact with the family (Papalia, Olds, & Feldman, 2002).

The reflected appraisal process is repeated with family, friends, teachers, acquaintances, and strangers as the individual grows. If as a child you heard your parents tell their friends that you were gifted, your teachers praised your classroom performance, and acquaintances commented on how verbal you were, you probably came to see yourself those ways. However, if family, friends, and acquaintances commented on how you couldn’t “carry a tune in a bucket” and held their ears when you sang, then over time you likely came to view yourself as someone who couldn’t sing. Through numerous interactions with other people about your appearance, your abilities, your personality, and your character, you developed your identities as a student, friend, male or female, or singer, among others. To read about one student’s experiences with reflected appraisals, see It Happened to Me: Bianca.

Interaction with two types of “others” influences this process of identity development. George Herbert Mead ((1934)) described them as particular others and the generalized other. Particular others are the important people in your life whose opinions and behavior influence the various aspects of your identity. Parents, caregivers, siblings, and close friends are obvious particular others who influence your identity. Some particular others may strongly influence just one of your identities or one aspect of an identity. If you perceive that your soccer coach believes you have no talent, then you may see yourself as a poor soccer player even if friends and family tell you otherwise.

Your sense of yourself is also influenced, however, by your understanding of the generalized other, or the collection of roles, rules, norms, beliefs, and attitudes endorsed by the community in which you live. You come to understand what is valued and important in your community via your interactions with significant others, strangers, acquaintances, various media such as movies, books, and television, and the social institutions that surround you. For example, if you notice that your family, friends, and even strangers comment on people’s appearances, that the media focus on people’s attractiveness, that certain characteristics consistently are associated with attractiveness, and that people who look a certain way seem to get lighter sentences in criminal proceedings, get more attention at school, and are hired for the best jobs, then you develop an internalized view of what the generalized other values and rewards with regard to appearance. You then will compare yourself to others within your community to see if you fulfill the norms for attractiveness, which then affects how this aspect of your identity develops.

Children’s self-images are affected by their teachers’ reflected appraisals.

Gradually, you begin to see yourself in specific ways, which in turn influences your communication behavior, which further shapes others’ views of you, and so on. Thus, individual identities are created and re-created by communication interactions throughout one’s life. (See Communication in Society: Reflected Appraisals Affect All of Us—Even the Rich and Famous.)

However, reflected appraisals aren’t the only type of communication interaction that shapes identity. Each of us also engages in a process called social comparison, which influences how we see and value our identities.

It Happened to Me: Bianca

I really relate to the concept of reflected appraisals. I was born in Brazil with an Italian mother and a Brazilian father. When I attended an all-girls private school in Cleveland, Ohio, I had a very difficult time blending in. After spending so much time with these other students, however, I gradually began feeling like one of them. I was speaking English all the time, even at home with my parents (whose first language is not English). I felt like I was an American. People communicated to me as an American. In my junior year, I moved back to Brazil. Being Brazilian and speaking Portuguese fluently, their reflections of me made me feel completely Brazilian and I began to lose my sense of American identity. Even today, at a U.S. college, I feel confused about my selfhood because of the different ways I am reflected off of people depending on which nationality group I am hanging out with.

Social Comparisons

Not only do we see ourselves as possessing specific characteristics, we also evaluate how desirable those characteristics are. As we discussed, the generalized other becomes the basis for our understanding of which characteristics are valued. For example, Amish children learn through their interactions with family, friends, the church, and their community that aggression is a negative trait that one should minimize or eliminate (Kraybill, 1989). In contrast, in gangs, aggression is valued and encouraged, and community members learn this as well (Sanders, 1994).

Once we understand what characteristics are valued (or disdained) in our communities, we assess whether we individually possess more, or less, of them than do others in our communities. We compare ourselves to others to determine how we measure up, and through this social comparison, we evaluate ourselves. In this way, the groups we compare ourselves to—our reference groups—play an important role in shaping how we view ourselves.

We compare ourselves with others in our reference group and decide how we measure up.

We compare ourselves to others in our identity group and decide how we rate. A woman might say, “I look good for my age,” comparing herself to others in her reference group, which in this case is other women her age. Similarly, classmates often want to know each other’s test scores and grades so that they can decide how to view their own performances. For example, how would you feel if you earned a 78 on an exam and your grade was the highest in the class? What if 78 were the lowest grade in the class? Thus, your evaluation of yourself and your abilities is shaped not only by a specific trait but also by how it compares to the traits of others in your reference group. However, your self-evaluation can vary depending on what you use as a reference group. If you compare your appearance to that of your friends, colleagues, and classmates, you may feel pretty good. However, if you use the idealized images of actors and models in magazines and movies, you may not feel as positively about your attractiveness.

The Web site and app “Hot or Not” allows you to upload photos of yourself to be judged by others. You can then post your rating to Facebook or other social media sites (Creighton, 2014). This kind of new media experience adds to the way that social comparison works because you are rated on a scale of 1 to 10 and can see where others place your appearance. Is this technological development a positive or negative influence on our identities?

Self-Fulfilling Prophecy

Communication interactions can also influence one’s identity through a process known as the self-fulfilling prophecy, meaning that when an individual expects something to occur, the expectation increases the likelihood that it will because the expectation influences behavior. For example, if you believe you can perform well on an exam, you are likely to study and prepare for the exam, which typically results in your doing well. Others also have expectations for you that can influence your behavior. For example, if your sales manager believes you are a poor salesperson, she may assign you to a territory where you won’t have access to big accounts, and she may refuse to send you to sales conferences where your skills could be honed. If you still succeed, she may believe that you just got lucky. However, because you have a poor territory, don’t have the opportunity to enhance your sales skills, and receive no rewards for your successes, you probably will not be a very good salesperson.

Thus, the belief in a particular outcome influences people to act and communicate in ways that will make the outcome more likely; in turn, the outcome influences how we perceive ourselves. For example, parents often unwittingly influence how their children perform in math and how their children perceive themselves as mathematicians. If a child hears her mother complain about her own poor math skills and how unlikely it is that her child will do better, the child is unlikely to succeed in math classes. When the child encounters difficulty with math, the messages she heard from her mother may increase the likelihood that she will give up and say, “Well, I’m just not good at math.” On the other hand, if a child hears messages that she is good at math, she is more likely to keep trying and work harder when faced with a difficult math problem. This, in turn, will influence her to see herself as a competent mathematician.

Self-fulfilling prophecies can have a powerful effect on an individual’s performance, especially when they are grounded in stereotypes of one’s identity. For example, stereotypes exist that Asian students excel at math, that African American students are less verbally competent than white students, and that females are worse at math and spatial reasoning than males. Studies have shown that even subtly or implicitly reminding individuals of these stereotypical expectations can impact their performance, a concept called stereotype threat.

In one study, African Americans who were simply reminded of race performed significantly worse on a verbal exam than when the issue of race was not mentioned (Steele & Aronson, 1995); and in another study, Asian American students performed better on a math test when reminded of their race (Shih, Pittinsky & Ambady, 1999). In a similar study, females who were cued to think about gender performed worse on math and spatial ability tests than when the issue of gender was not raised (McGlone & Aronson, 2006). Yet another study found that white male engineering students solved significantly fewer problems when told that they were part of a study to examine why Asian Americans perform better in math than when told it was simply a timed test (Smith & White, 2002).

These studies reveal that individuals’ performances can be enhanced or hampered when they are reminded, even implicitly, of expectations related to important identities. This is true not only of sex and gender but also has been shown to be true of socioeconomic status (Croizet & Claire, 1998) and age. These findings remind us that we need to be careful about creating self-fulfilling prophecies for others and allowing others’ expectations to become self-fulfilling prophecies for us.

Through repeated communication interactions such as reflected appraisals, social comparisons, and self-fulfilling prophecies, we come to have a sense of who we are. This sense of who we are is referred to as one’s self-concept.

Self-Concept

As we have suggested, identity generally continues to evolve, as people age and mature, and, at the same time, individuals also have some fairly stable perceptions about themselves. These stable perceptions are referred to as self-concept. Self-concept includes your understanding about your unique characteristics as well as your similarities to, and differences from, others. Your self-concept is based on your reflected appraisals and social comparisons. However, reflected appraisals only go so far. When someone describes you in a way that you reject, they have violated your self-concept. For example, if you think of yourself as open and outgoing, but a friend calls you “a very private person,” you are likely to think the friend doesn’t know you very well. Thus, your self-concept is an internal image you hold of yourself. It affects the external image you project to others, and in turn, your self-concept influences your communication behavior. If you think of yourself as ethical, you may correct others or assert your views when they behave in ways you believe are unethical.

Self-esteem is part of an individual’s self-concept. It describes how you evaluate yourself overall. It arises out of how you perceive and interpret reflected appraisals and social comparisons. Like identity, self-esteem can alter over time. It functions as a lens through which we interpret reflected appraisals and social comparisons, which may make it hard to change. For example, if you have relatively high self-esteem, you may discount negative reflected appraisals and overgeneralize positive ones. So, if a student with high self-esteem fails an exam, he may attribute the failure to external factors (e.g., the test was unfair) rather than to himself. On the other hand, a person with low self-esteem may see negative reflected appraisals where none exist and may consistently compare herself to unrealistic reference groups. In addition, this person is more likely to attribute a failure to the self (I’m not smart enough) than to external factors.

Because self-esteem is such a powerful lens through which you see the world, your self-concept may not be entirely consistent with how others see you. Several additional factors can create a mismatch between how you see yourself and how others do. First, your self-image and the feedback you receive may be out of sync because others don’t want to hurt your feelings or because you respond negatively when faced with information that contradicts your self-image. Few people tell their friends and loved ones that they are not as attractive, talented, smart, or popular as they themselves think they are. Why? They don’t want make others feel bad or they don’t want to deal with the recipient’s feelings of anger or sadness.

Second, if you hold onto an image of yourself that is no longer accurate, you may have a distorted self-image—or one that doesn’t match how others see you. For example, if you were chubby in grade school, you may still think of yourself as overweight, even if you are now slim. Similarly, if you were one of the brightest students in your high school, you may continue to see yourself as among the brightest students at your college, even if your GPA slips.

Finally, people may not recognize or accept their positive qualities because of modesty or because they value self-effacement. If your social or cultural group discourages people from viewing themselves as better than others, you may feel uncomfortable hearing praise. In such cases, the individual may only compare himself to exceptionally attractive or talented people or may refuse to acknowledge his strengths in public settings. In Japanese culture the appearance of modesty (kenkyo) is highly valued (Davies & Ikeno, 2002). A similar trait of “yieldedness to others” (glassenheit) leads the Amish to downplay their accomplishments (Kraybill, 1989). As you can see, both culture and identity are deeply embedded in our communication.

Communication plays an important role in how we develop our self-concept.

Yet another aspect of self-concept is self-respect. Whereas self-esteem generally refers to feeling good about one’s self, self-respect describes a person who treats others—and expects themselves to be treated—with respect (Rawls, 1995). Self-respect demands that individuals protest the violation of their rights and that they do so within the boundaries of dignity and respect for others. However, people with high self-esteem may not necessarily have self-respect (Roland & Foxx, 2003). For example, some people with high self-esteem may not treat others with respect or respond to violations of the self with dignity. Many atrocities, such as those committed by Saddam Hussein against his people, have been waged by those who, because of their sense of superiority, thought they had the right to dominate and harm others.

Throughout this discussion of identity development we have focused on four separate constructs: reflected appraisals, social comparison, self-fulfilling prophecy, and self-concept. However, identity development is a circular process in which these constructs are interrelated. For example, reflected appraisals influence your self-concept, which affects your communication behavior, which in turn shapes how others see you and, ultimately, what they reflect back to you. Then the process starts all over again. To view an illustration of this process, see Visual Summary 3.1: Identity Development Through Communication. The issue of identity goes beyond this complex process of development, however. In everyday life we enact or “perform” these identities. Let’s see how this process works.

Performance of Individual Identity

The performance of identity refers to the process or means by which we show the world who we think we are and is related to self-presentation—the notion that in performing identity we try to influence others’ impressions of us, by creating an image that is consistent with our personal identity. For example, many Green Bay Packers fans express their identity by wearing team colors, calling themselves Cheeseheads, and wearing plastic cheese wedges on their heads. In contrast, Pittsburgh Steelers fans often wave “the terrible towel” to cheer on their team. People also perform their identities in more subtle ways every day—with the type of clothing or jewelry (including wedding rings) that they choose to wear or the name they use. Some celebrities have taken stage names that the public is more familiar with than their legal, birth names. For example, Charlie Sheen’s name is Carlos Estevez. Lady Gaga’s real name is Steffani Germanotta. What do these different names communicate to the public? How do these names help these celebrities perform their public identities?

Communication style is another way people perform, or enact, their identities. For example, do you speak to your mother in the same way that you speak with your friends? If you bring a friend home, do you feel like a different person as he watches you communicate with your family? If so, you’re not alone. Most people adapt their communication to the identity they wish to perform in a given context.

We show the world who we think we are through the performance of identity—in this case, identity as Green Bay Packers fans.

In fact, the branch of communication studies called performance studies focuses on the ways people perform, or communicate, their various roles. In other words, people enact identities by performing scripts that are proper for those identities. In their analysis of how men use body size as a positive identity, communication scholars Troy Adams and Keith Berry (2013) analyze the performance of a heavy size as a positive identity on FatClub.com. On the one hand, “members explicitly reframe weight gains and bigger bodies as desirable and erotic,” but they also know that “affirming performances and relationships do not proceed without the possibility for criticism” (p. 321). Here the question of identity and what that identity means is answered through communication. The members of this Web site use communication to recreate different meanings about what a large size body means, but they also recognize that they are open to negative criticism of their body size by others in a culture that generally looks down on large bodies. Their performances reject dominant images of attractiveness and perform different identities as their “orientations toward and uses of bigger bodies are creative, and the community offers a pedagogical space in which to imagine distinct and often-devalued ways of relating” (p. 322). Performing their identities becomes a way to resist the dominant negative view of large bodies.

Visual Summary 3.1

Identity Development Through Communication

Nadene Vevea (2008) analyzed how people use tattoos and body piercing to perform their identities. In her interviews, she found that people use body art for many different reasons, to communicate many different feelings. For example, “some of the fraternity brothers who responded to my survey all got matching tattoos to signify their membership but use body art as a positive connection between friends to show loyalty to one another”.

Sometimes we enact family roles; other times we enact occupational roles. The enactment of identity is closely tied to one’s movements into and out of different cultural communities and one’s expectations regarding particular roles. Police officers, physicians, and teachers also enact particular roles in performing their occupations. If one of these professionals—say, a teacher—steps out of the appropriate role and tries to be the best friend of her students, problems can arise. In Minnesota, a physician “has been reprimanded for allegedly touching 21 female patients inappropriately during what were described as ‘unconventional’ medical exams” (Lerner, 2008). In this case, “Dr. Jed E. Downs, 51, reportedly would close his eyes and make ‘unusual sounds or facial expressions’ while examining female patients, according to an investigation by the Minnesota Board of Medical Practice” (Lerner, 2008). In this case, we expect physicians to communicate—verbally and nonverbally—in professionally appropriate ways. When the physician does not do this, problems can arise.

Thus, we perform various roles and communicate with others based on role expectations. If you are pulled over for a traffic violation, you expect the police officer to perform in a particular way. In turn, you communicate with the officer based on a prescribed script. If you do not enact the expected role or if the police officer does not enact the prescribed role, then confusion—or worse—can occur. Everyone carries many scripts with them into all kinds of interactions. For example, the authors of this book are all pet owners. When we speak to our pets, we sometimes repeat communication patterns that our parents used with us when we were children. Pets are not children, yet we often communicate to them as if they were because the script is familiar to us.

As we noted previously, identities are mutable, or subject to change. When people change identities, they also change the way they perform them. For example, as people age, if they perform the “grown-up” role appropriately, they hope others will treat them more like adults. If they don’t change the way they behave, then they might be told to “stop acting like a child.”

Because identities are not fixed, sometimes you see mismatches between the performance of identity and any single identity category. Sometimes the difference between identity performance and identity category can be rather benign. For example, if we say that someone is young at heart, we are saying that we perceive that person’s identity performance to resemble that of someone much younger in years. Thus, two people may be the same chronological age, but one may listen to contemporary music, watch current films and television shows, and dress according to the latest fashion trends. The other may listen to oldies radio stations and dress as he or she did years ago.

Sometimes this disconnect is viewed much more negatively. When people enact a gender identity at odds with the cultural identity category, such as when males perform identity scripts that are typically female, they may be ridiculed, ostracized, or worse. Still, how do particular identity categories, or ways of performing them, acquire meaning? How do you know what a particular category is supposed to “look like” or how it is to be performed? The answer has to do with societal forces, the subject we take up next.